Brokerage Services Forms

TIAA-CREF Brokerage Services makes it easy for you to find and download the forms you need for your account. Please review the instructions for each form and return to:

Standard Mail:
TIAA-CREF Brokerage Services
PO BOX 1280
Charlotte, NC 28201

Overnight Mail:
TIAA-CREF Brokerage Services
8500 Andrew Carnegie Boulevard
Charlotte, NC 28262

For check deposits only, please follow the instructions on the below deposit ticket. (PDF)

For downloadable forms, you must have Adobe's Acrobat Reader software installed on your computer to download and print the PDF files. If you don't already have Adobe Acrobat Reader, you can read about it and download it from Adobe's website .

Brokerage Customer Account Agreements and Notifications -- Retail Brokerage Accounts -- IRA (Traditional & Roth) -- SEP IRA -- SIMPLE IRA -- Inherited IRA -- Service / Maintenance -- Disclosures


Brokerage Customer Account Agreements and Notifications

Retail Account
TIAA-CREF Brokerage Account Customer Agreement (Current) (PDF) 
TIAA-CREF Brokerage Account Customer Agreement** (PDF)
**This agreement remains in effect for participants in employee sponsored retirement plans prior to December 9, 2013

Investment Solutions IRA Account
TIAA-CREF Self-Directed Brokerage Account Customer Agreement (Current) (PDF) 
TIAA-CREF Self-Directed Brokerage Account Customer Agreement** (PDF)
**This agreement remains in effect for participants in employee sponsored retirement plans prior to December 9, 2013

Pension Account
TIAA-CREF Self-Directed Brokerage Account Customer Agreement (Current) (PDF)
Notice of Amendment – (No updates at this time)

Retail Brokerage Accounts

Account Application - Retail
Account Transfer Form (PDF)
SIPC Asset Protection Reference Guide (PDF)

IRA (Traditional and Roth)

Account Application - IRA
Account Transfer Form  (PDF)
IRA Distribution Form (PDF)
IRA Resource Checking Application (PDF)
Roth IRA Brokerage Conversion Form  (PDF)
Roth IRA Trust Account Agreement and Disclosure Statement (PDF)
Traditional and SEP IRA Trust Account Agreement and Disclosure Statement (PDF)

SEP IRA

5305 SEP Form  (PDF)
Account Application - IRA
Account Transfer Form (PDF)
IRA Distribution Request  (PDF)
IRA Resource Checking Application (PDF)
Traditional and SEP IRA Trust Account Agreement and Disclosure Statement (PDF)

SIMPLE IRA

5304 SIMPLE Form (PDF)
SIMPLE IRA Account Application (PDF)
SIMPLE IRA Custodial Account Agreement and Disclosure Statement (PDF)
SIMPLE Retirement Plan Contribution Form (PDF)
Account Transfer Form (PDF)
IRA Distribution Request (PDF)

Inherited IRA

Account Application - IRA (PDF)

Service/Maintenance

Account Transfer Form (PDF)
Address Update Form (PDF)
Authorization Request to Gift Securities (PDF)
Automated Clearing House (ACH) Authorization Agreement (PDF)
Automatic Investment Plan (AIP) (PDF)
Cash Solutions Account Application (PDF)
Certification of Legal Name (PDF)
Check Deposit Ticket (PDF)
Direct Deposit Authorization  (PDF)
Federal Funds Wire Authorization (PDF)
Individual Transfer on Death Account Agreement  (PDF)
IRA Designation of Beneficiary/Spousal Consent Form (PDF)
Irrevocable Stock or Bond Power  (PDF)
Joint Transfer on Death Account Agreement  (PDF)
Margin Application and Agreement (PDF)
Mutual Fund Average Cost Authorization (PDF)
Power of Attorney (POA) Form (PDF)
Remove a Nontransferable or Insignificant Value Security (PDF)
SelectLink / Combined Mail Application  (PDF)
Trustee Certification of Investment Powers (TCIP) Form (PDF)

Disclosures

Liquid Insured Deposits Terms and Conditions (PDF)
Dreyfus Government Cash Management Funds Prospectus (PDF)

Federated Cash Series Prospectus

Federated Muni Cash Series state specific